The words “risk assessment” strike fear in the heart of many compliance officers, and with good reason. There are pitfalls everywhere. Luckily we have a solution. Join Kristy Grant-Hart and Nick Gallo as they explore the Top Ten Mistakes compliance officers make when performing risk assessments, and more importantly, how to avoid them so your risk assessment shines.
Meet Your Presenter:
Kristy Grant-Hart is an expert at making compliance officers in-demand business assets. She’s been featured in the Wall Street Journal, Compliance Week, Corporate Financier, and on the cover of Compliance and Ethics Professional Magazine. She's the author of several highly-acclaimed books, including the best-selling book, "How to Be a Wildly Effective Compliance Officer.” She's the CEO of Spark Compliance Consulting, and has served as adjunct professor at Delaware School of Law, Widener University. Previously Ms. Grant-Hart was the Chief Compliance Officer at United International Pictures.
Meet Your Host:
Nick Gallo, Chief Servant and Co-CEO of ComplianceLine, is the only millennial CEO of a compliance company. He has worked with and analyzed hundreds of organizations over his career in advisory services, private equity, and compliance, and has seen first-hand the transformative impact compliance and culture can have on generating sustainably superior results.
